The best time to plan for tomorrow is today.

Todd is the President and Founder of Blue Rock Financial Group. His Fee-Based Financial Planning practice focuses on assisting individuals and business owners to make educated decisions on an ongoing basis. Since 2005 Todd worked to develop an effective financial planning process to provide value through the art of giving advice. Tax planning and estate planning typically hold high priority for Todd’s clients and therefore the coordination with the client’s accountant and attorney allows for a true team approach.

In 2018 Todd was appointed by the Governor of the State of Delaware to the Investment Committee under the Plans Management Board. In this role, Todd offers advice surrounding the management of the investments in the State of Delaware’s 457, 403(b) and 529 Plans. This is an opportunity for Todd to sit on the opposite side of the table and gain uniquely valuable experience for his 401k clients.

From his extensive experience in financial services, James has acquired the knowledge and skills necessary to be a strategic contributor to the firm. In his prior roles, he served as the primary liaison between the high net worth clients and the various operations departments that supported the overall private wealth management business. He worked closely with advisors and investment teams to support and implement wealth management strategies for clients.

Kelly is the Chief Compliance Officer & Director of Operations with Blue Rock Financial Group.

Here at Blue Rock, Kelly oversees all compliance activities of the firm as the Chief Compliance Officer, ensuring compliance with regulatory requirements, laws, policies, and procedures. As Director of Operations, Kelly manages the day-to-day activities of the company and leads coordination and integration efforts among operations and client service teams.

Kelly is also the primary contact for our 401k clients. She assists in developing and maintaining retirement plans for employers to meet the needs of their company. Kelly also meets with 401k participants to conduct enrollment and education meetings on an ongoing basis.

In her free time, Kelly enjoys spending time with her boyfriend, friends, and family, especially her nieces!

Carter joined Blue Rock Financial Group in September of 2019. Carter graduated from the University of Delaware and earned a B.S. in Financial Planning & Wealth Management and B.S. in Finance. During his time at the University he has served as a Peer-to-Peer Financial Counselor where he worked closely with the Success Grant Program Coordinator. In this role, he provided exit loan counseling and created strategies to reduce student loan debt and default rates for University of Delaware graduates. Having wrestled since the age of 9, he also served as the President of University of Delaware’s Club Wrestling Team.

Prior to joining Blue Rock Financial Group, Carter had summer internships at Bell Rock Capital in Rehoboth Beach, DE and Creative Financial Group in Newtown Square, PA. At Bell Rock Capital he researched and tested various financial planning software’s to expand the company’s service offering into holistic financial planning. He also created financial planning marketing material and provided initial evaluation of financial picture for high net worth individuals. At Creative Financial Group he created a client’s needs analysis, niche marketing strategies and served as a financial planning assistant to set appointments and provide data entry in company’s customer relationship management system.

Nick brings more than 25 years of investment experience to the advisory team at Blue Rock Financial Group. Specializing in full-service wealth management solutions for individuals and businesses, his team’s simplified approach, built for clients’ evolving needs, provides confidence and peace of mind, so clients can live their best lives today.

Nick’s robust understanding of advanced investment analysis, and significant real-world portfolio management expertise, provide a solid foundation from which to help Blue Rock’s clients realize their long-term financial goals.

Jeff is an Advisor responsible for providing comprehensive advice to affluent individuals, companies, and business owners. He works closely with clients and their other advisors (CPA and Attorney) to develop fluid financial strategies to meet their current and long-term objectives. Jeff is seasoned in investments and has a unique ability to find opportunities to create efficiencies for potential clients. His background also provided him the ability to coordinate tax and investment planning for his clients based on their unique needs.

Steve Bart joined Blue Rock in the Summer of 2022. Steve has been an active member of the Delaware Army National Guard since 2008. During his time in the military, Steve has served in many different leadership roles in combat overseas and stateside here in the US. Steve most recently was a project manager for the Army's new fitness test, the Army Combat Fitness Test (ACFT), where he led a multi-million dollar project and built it from the ground up. Steve serves as a Platoon Sergeant in the 153rd Military Police Company where he manages 50 Soldiers and their equipment. Steve is also the Owner and Head Coach of CrossFit Reconstructed, a fitness center in Hockessin, DE. Steve's extensive leadership background has made him a pivotal part of BRFG by incorporating vital organizational leadership and personnel management that has built a more effective and efficient team.

Having many years of experience in the Banking/Financial services industry, Dawn understands the importance of building quality working relationships with clients, while delivering the highest level of service as well. In her role, she handles all administrative tasks, coordinating with the team to assist with onboarding and supporting both clients and the team throughout the life of the business relationship.

When she is not in the office, Dawn enjoys spending time with her husband, two sons, a German shepherd, Koda and a beagle, Molly, as well as other family members and friends. She looks forward to her annual shopping getaways with her mom, sister, mother-in-law, sister-in-laws and nieces. She likes “getting lost” in genealogy by currently managing five family branches; some dating back to the 1600s. She looks forward to traveling more in the future, particularly to places of her ancestors.

Delaney is a skilled professional with a wealth of experience in the banking industry. With her extensive background, she truly understands the value of fostering and nurturing client relationships, always striving to deliver impeccable customer care. In her previous position at Bank of America, Delaney held a pivotal role in opening accounts, performing comprehensive account maintenance, and establishing trust with high-net worth clients. Presently, as a member of Blue Rock Financial Group, Delaney adeptly handles a range of responsibilities including top-notch client service and efficient administrative tasks. Additionally, she collaborates closely with her team members to ensure seamless support in maintaining ongoing client relationships.

Tabitha graduated from the University of North Alabama in 2023, where she earned her BBA in Marketing, accompanied by a minor in Management. During her academic journey, Tabitha distinguished herself as a dedicated and ambitious student, consistently achieving academic excellence and embracing the challenges of a comprehensive curriculum.

In pursuit of practical experience, Tabitha embarked on a rewarding internship at Bank Independent during her senior year. This hands-on opportunity allowed her to apply her academic knowledge to real-world scenarios, honing her skills and gaining valuable insights into the dynamics of the financial industry. Tabitha's time at Bank Independent further solidified her understanding of marketing strategies within a corporate setting.

Stache takes his position as Director of First Impressions at Blue Rock Financial Group very seriously. It is his responsibility to greet Blue Rock clients with a positive, friendly attitude. In addition, Stache has single-handedly spearheaded Blue Rock's company morale program, which consists of Stache receiving lots of pets and treats from the Blue Rock team and clients. It is one of Blue Rock's most successful programs to date. When Stache isn't busy making people smile, you can find him enjoying snuggles from his family in his spare time.